LUCY TRAN - BIO
Lucy is a Senior Manager with The AML Shop. Her specialty is financial crime risk and regulatory compliance. As well as being a certified anti-money laundering specialist, Lucy holds a BBA from the University of Guelph, a post graduate certificate in Financial Services Compliance Administration as well as a Canadian Securities Certificate from the Canadian Securities Institute.
Currently, she is providing quality assurance to large-scale regulator-ordered outsourced KYC remediation exercise at a global investment bank.
With extensive experience providing compliance guidance and regulatory action response and remediation to Federally Regulated Financial Intuitions and Reporting Entities of all types, Lucy has an established track record of providing insightful compliance solutions to countless organizations including banks and other financial services and fintech companies in Canada and abroad. Lucy is a regular contributor to articles and blog posts. Her articles on regulatory framework change, reporting requirements and policy interpretation are read extensively within the industry and cited in industry publications.