FINANCIAL INSTITUTIONS
Financial institutions are no strangers to the complex world and requirements of Anti-Money Laundering compliance. Whether you're from the Big Five to FIs of all asset sizes, the insurance sector or securities dealers, our cross-functional AML team has the vast expertise to ensure your compliance program is current and accurate. Whether you need help with a FINTRAC exam, internal audit, monitoring services or compliance training, we are experts in the financial industry. Click here to link to our advisors who specialize in this sector or email contactus@theamlshop.ca to discuss your specific needs.
The following are Institutions and Service providers we work with
KEY CONTACTS
Mark Ambrose - Principal, Anti-Financial Crime and Regulatory Compliance
mark@theamlshop.ca
LinkedIn
Having held Chief Anti-Money Laundering Officer (CAMLO) and Chief Compliance Officer (CCO) roles both in Canada and internationally, Mark’s significant enterprise experience helps Canadian financial institutions (including credit unions), securities businesses, and mortgage lending businesses comprehensively and holistically manage regulatory compliance risk. Read more.
Michael Ecclestone - Governance, Risk and Compliance Leader
michael@theamlshop.ca
LinkedIn
Michael is Governance, Risk and Compliance Leader at The AML Shop, with over 20 years of experience in financial sector risk, regulatory compliance and legislation as an advisor, an executive, a regulator and a practicing lawyer. Throughout his career he has specialized in resolving complex regulatory issues, leveraging his uniquely broad and deep knowledge of financial services law and regulatory frameworks around the world. Read More
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